Legal Disclaimer & Regulatory Notice
Last Updated: January 2026
1. FX Doctor Fund – Not a Public Investment Fund
Critical Clarification: The FX Doctor Fund is not a public investment fund, mutual fund, hedge fund, or any form of collective investment scheme open to public participation.
The FX Doctor Fund operates as an internal capital allocation and trader evaluation framework designed for:
- Internal trading portfolio management
- Systematic risk management and oversight
- Trader performance evaluation under predefined rules
- Educational demonstration of institutional risk control standards
No Public Solicitation: The FX Doctor Fund does not solicit, accept, or manage capital from external investors, clients, or the general public.
2. Educational and Informational Purpose
This website provides professional biographical information, career history, and educational content for institutional reference purposes only. All content is provided "as is" without warranties of any kind.
Information presented on this website does not constitute:
- Investment advice or recommendations
- Financial planning or portfolio management services for external clients
- An offer to sell or solicitation to buy any securities or investment products
- Tax, legal, or accounting advice
3. Past Performance Disclaimer
Past performance does not guarantee future results. Historical returns, portfolio performance figures, and career achievements referenced on this website reflect specific market conditions, time periods, and risk environments that may not be repeatable.
All investment activities involve risk, including the potential loss of principal. Performance results mentioned are provided for biographical context only and should not be interpreted as indicative of future performance or investment outcomes.
4. Assets Under Management (AUM) Context
Historical Institutional Experience: References to managing portfolios with assets under management exceeding €50 million refer exclusively to prior institutional leadership roles where Nikola Broceta led and managed institutional portfolios within pension fund and insurance portfolio management. These figures represent historical, non-current activities.
Current Activity: The FX Doctor Fund currently operates an internal trading portfolio of approximately €2 million. This is an internal capital allocation framework and is not open to external investment.
5. Regulatory Compliance
This website and all associated activities are conducted in compliance with applicable financial regulations. The FX Doctor Fund operates as an internal framework and does not engage in activities requiring public fund registration or external client solicitation.
Professional credentials and licenses referenced on this website (including historical Securities Exchange Commission licensing) are provided for biographical accuracy and institutional reference purposes.
6. No Client Relationship
Viewing this website or contacting the site owner does not create a client relationship, advisory relationship, or fiduciary duty. Any professional engagement would require explicit written agreement and compliance with applicable regulatory requirements.
7. Third-Party Links and References
This website may contain links to third-party websites, publications, or external references. These links are provided for informational purposes only and do not constitute endorsement of the content, products, or services offered by third parties.
8. Limitation of Liability
To the fullest extent permitted by law, Nikola Broceta and associated entities disclaim all liability for any direct, indirect, incidental, consequential, or punitive damages arising from the use of this website or reliance on any information provided herein.
9. Contact for Professional Inquiries
For institutional inquiries, professional collaboration, or questions regarding the content of this website, please use the contact information provided on the website.
Important: Inquiries regarding investment opportunities, fund participation, or external capital management cannot be accommodated, as the FX Doctor Fund is not a public investment vehicle.
By accessing and using this website, you acknowledge that you have read, understood, and agree to be bound by this disclaimer and all applicable terms of use.